Proposed new policies from the Securities and Exchange Commission (SEC) could spell changes for how financial services firms handle cybersecurity. On Feb. 9, the SEC voted to propose cybersecurity risk management policies for registered investment advisers, registered investment companies and business development companies (funds). Next, the proposal will go through […]

Financial service firms are finding it difficult to keep up with a rapidly changing regulatory & threat outlook, according to the Thomson Reuters Anti-Money Laundering Industry Report As 2022 begins, financial institutions worldwide are closely tracking rulemaking initiatives coming from the U.S. Treasury Department’s anti-money laundering (AML) unit as it […]